Features
Automatic data extraction from tax documents (W-2, 1099, etc.)
Pre-fill tax software entries (UltraTax, ProSystem fx, Lacerte)
Anomaly detection and missing document alerts
Continuous learning from reviewer corrections
Secure client document portal with upload and email support
Multi-user collaboration with role-based access
Integration with tax preparation APIs
Real-time status tracking for each return
Export to PDF and direct file submission
Customizable rules engine for firm-specific logic
Zero-retention AI for communications archiving
Policy-as-code for automated compliance testing
Real-time trade surveillance against restricted lists
AI-powered marketing review with automated approvals
Employee oversight with attestations and certifications
Firm oversight with centralized risk tracking
Prediction market monitoring for MNPI risk
SEC/FINRA-aligned archiving with WORM retention
Pattern tests and intelligent escalation for trades
Multi-tenant workspaces for compliance consultants
Exam-ready audit trails and regulator-grade evidence
99% false-positive reduction via AI noise reduction
10x faster marketing review cycle times
Automated Code of Ethics attestations
Real-time employee trading monitoring against blackout windows
